Appraisers & Recognition Of Trainers (ROT)

MEDICAL APPRAISAL SCOTLAND ANNUAL REPORT 2016-2017

Interview with Prof Ronald MacVicar, Postgraduate Dean, NES

The role of appraisers is of critical importance to the delivery of the GMC requirements on the Recognition of Trainers.

Q.  WHAT IS THE ROLE OF THE APPRAISER?

The role of appraisers is of critical importance to the delivery of the GMC requirements on the Recognition of Trainers (RoT). We have adopted a single system approach to RoT which operates in conjunction with NES, the Scottish Medical Schools and Directors of Medical Education (DMEs) so that a trainer is recognised once in Scotland for all “named” roles requiring recognition by the GMC.

In Scotland, we are using the SOAR system to support RoT recognition which requires the trainer to complete a dedicated page on RoT (Form 3), and appraisers are asked to reflect with the trainer during appraisal on whether they continue to meet the GMC RoT requirements and on RoT issues relevant to the trainer’s CPD. The output from the appraisal that relates to the RoT role (Form 7), and the supporting evidence that has been provided is what is used for a Board’s Director of Medical Education to make a recommendation to the Education Organisation (EO - the Medical School or NES), and thereafter for the EO to make the recognition decision and inform the GMC.

We have now recognised all existing trainers in Scotland (approximately 3500) and are in the process of introducing a system of quality management where we carry out a detailed review of the evidence presented by trainers to support recognition. During this process, we have identified a variable understanding of the RoT requirements by appraisers and the quality of feedback given on RoT issues at appraisal.

Q.  WHAT IS THERE AVAILABLE TO SUPPORT THE APPRAISER?

The Scottish Trainer Framework (STF) is an important source of support for appraisers, as well as appraisees, and provides full details on requirements for recognition. It also provides suggestions on the types of evidence which may be submitted by trainers. However, the STF recognises that trainers have variable levels of experience and training and we have therefore allowed considerable flexibility over how the requirements are evidenced both for initial and ongoing recognition.

The RoT team have provided a document to support appraisers in these conversations entitled ‘Update for Appraisers on Minimum Standards for Recognition to meet GMC Requirements’. These minimum standards include clarification that we rely heavily (and appropriately) upon self-declaration supported by appropriate evidence.

Q.  WHAT SUPPORTING EVIDENCE IS REQUIRED?

Self-declaration covers educational governance requirements (e.g. GMC licence to practice, Equality & Diversity training consistent with employer requirements) and role-specific requirements (e.g. understanding the curriculum and career stage of their students/trainees).

Mandatory training requirements include the need to have an understanding of the trainer role and to undertake an induction. In practice, this will usually be an introductory trainer course which is often also submitted in response to the GMC framework areas. These framework areas describe the generic trainer skills and are:

1. Ensuring safe and effective patient care through training

2. Establishing and maintaining an environment for learning

3. Teaching and facilitating learning

4. Enhancing learning through assessment

5. Supporting and monitoring educational process (not required for clinical supervisors)

6. Guiding personal and professional development (not required for clinical supervisors)

7. Continuing professional development (CPD) as an educator

Most trainers will submit a portfolio of evidence, which should cover all relevant framework areas. Ideally the evidence would be mapped to the framework areas but SOAR now provides flexibility for trainers to submit evidence without specifically mapping it to the areas. We have described in more detail what kind of evidence will meet the minimum requirements in the document mentioned above.

 

Q.  IS IT NOT ENOUGH TO PROVIDE EVIDENCE OF CURRENT TEACHING ACTIVITY?

The GMC requirements are clear that details of teaching undertaken alone is not sufficient to demonstrate eligibility for recognition. However, evidence of a range of teaching activity undertaken, especially if there is any reflection or feedback on the teaching may form part of a portfolio of supporting information.

 

Q.  HOW LONG DO TRAINER COURSES REMAIN VALID?

We have not set specific guidelines on how long trainer courses remain valid as this will vary with the type of course. We also want to encourage trainers to view recognition as an ongoing development process rather than a tick box/repeat the same course process. However, any course undertaken more than five years previously is probably now less relevant for recognition purposes and trainers should be encouraged to update their training for future appraisals.

Q.  WHAT HAPPENS BEYOND RECOGNITION?

In Scotland, we have developed an approach to recognition which encourages ongoing professional development in the trainer’s education role.

Appraisers should consider discussing future development and encourage trainers to use the Scottish Trainer Framework for guidance. As well as attending further training courses, trainers may also wish to consider reflective accounts of the teaching/training role and the response to feedback on teaching/training. Other options include course evaluations, feedback received on teaching (from students, trainees and patients), critical analysis of relevant literature or 360° feedback to the trainer in the educational role. It is recognised that some of these options may be challenging to obtain for postgraduate roles.

 

Q.  WHAT ABOUT ROLE-SPECIFIC REQUIREMENTS?

If there are any role specific requirements, usually in respect of undergraduate roles, these should have been made clear to the trainer by the relevant EO (NES or the Medical School). This would be in addition to the requirement to meet the minimum GMC requirements.

 

Q.  IS THERE ANY SUPPORT AVAILABLE?

If appraisers have any queries about the relevance of evidence to support recognition or want advice on future CPD, the RoT team can be contacted at RoTQM@nes.scot.nhs.uk

Prof Ronald MacVicar

Postgraduate Dean, NES

 

NHS Education for Scotland

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